-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WG8maJQtfNWGvXyQYu8jK8uhJWBvdSyIrDrdqnsp9YVZM8bCbx6ajl00IRLrmVEy YSVaJk1b+f9rPowxHqht7A== 0000904456-97-000007.txt : 19970226 0000904456-97-000007.hdr.sgml : 19970226 ACCESSION NUMBER: 0000904456-97-000007 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970225 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CAL MAINE FOODS INC CENTRAL INDEX KEY: 0000016160 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - LIVESTOCK & ANIMAL SPECIALTIES [0200] IRS NUMBER: 640500378 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-50465 FILM NUMBER: 97542748 BUSINESS ADDRESS: STREET 1: 3320 WOODROW WILSON DRIVE CITY: JACKSON STATE: MS ZIP: 39207 BUSINESS PHONE: 6019486813 MAIL ADDRESS: STREET 1: 3320 WOODROW WILSON DR CITY: JACKSON STATE: MS ZIP: 39209 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CAL MAINE FOODS INC CENTRAL INDEX KEY: 0000016160 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - LIVESTOCK & ANIMAL SPECIALTIES [0200] IRS NUMBER: 640500378 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 3320 WOODROW WILSON DRIVE CITY: JACKSON STATE: MS ZIP: 39207 BUSINESS PHONE: 6019486813 MAIL ADDRESS: STREET 1: 3320 WOODROW WILSON DR CITY: JACKSON STATE: MS ZIP: 39209 SC 13G 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 CAL-MAINE FOODS, INC. Common Stock 128030202 CUSIP No. 128030202 1. Name of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons Cal-Maine Foods, Inc. Employee Stock Ownership Plan 2. Check the Appropriate Box if a Member of a Group (See Instructions). N/A 3. SEC Use Only 4. Citizenship or Place of Organization. United States of America ------------------------------------------------------------------------ Number of 5. Sole Voting Power: -0- Shares Beneficially Owned by 6. Shared Voting Power: 4,051,843 Each Reporting 7. Sole Dispositive Power: -0- Person With 8. Shared Dispositive Power: 4,051,843 ------------------------------------------------------------------------ 9. Aggregate Amount Beneficially Owned by Each Reporting Person. 4,051,843 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions). Yes 11. Percent of Class Represented by Amount in Row 9. 34.043% 12. Type of Reporting Person (See Instructions). EP Item 1(a) Name of Issuer: Cal-Maine Foods, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 3320 Woodrow Wilson Drive, Jackson, Mississippi 39209 Item 2(a) Name of Person Filing: Cal-Maine Foods, Inc. Employee Stock Ownership Plan Item 2(b) Address of Principal Business Office or, if none, Residence: 3320 Woodrow Wilson Drive, Jackson, Mississippi 39209 Item 2(c) Citizenship: United States of America Item 2(d) Title of Class of Securities: Common Stock Item 2(e) CUSIP Number: 128030202 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: (f) [x] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see ss. 240.13d-1(b)(1)(ii)(F) Item 4. Ownership (a) Amount Beneficially Owned: 4,051,843 (b) Percent of Class: 34.043% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: -0- (ii) shared power to vote or to direct the vote: 4,051,843 (iii) sole power to dispose or to direct the disposition of: -0- (iv) shared power to dispose or to direct the disposition of: 4,051,843 Item 5. Ownership of Five Percent or Less of a Class N/A Item 6. Ownership of More than Five Percent on Behalf of Another Person. The Cal-Maine Foods, Inc. Employee Stock Ownership Plan holds the Company Stock for the employee participants in the plan. With the exception of Fred Adams, Jr., no participant owns or is entitled to vote more than 5% of the Class. Mr. Adams owns a total of 41.02% of the Common Stock of the Company, including 284,496 shares under the Employee Stock Ownership Plan. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. N/A Item 8. Identification and Classification of Members of the Group. N/A Item 9. Notice of Dissolution of Group. N/A Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. Signature. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 10, 1997 ----------------------------------------- Date CAL-MAINE FOODS, INC. EMPLOYEE STOCK OWNERSHIP PLAN By:/s/BOBBY J. RAINES --------------------------------------- Signature BOBBY J. RAINES VICE PRESIDENT, CHIEF FINANCIAL OFFICER TREASURER AND SECRETARY OF CAL-MAINE FOODS, INC. --------------------------------------- Name/Title The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representative's authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature. -----END PRIVACY-ENHANCED MESSAGE-----